The Model Office Blog

Benchmarking regulatory papers and good outcomes

[fa icon="calendar'] Feb 16, 2017 1:03:09 PM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, Soft compliance, practice management, FCA, Roboadvice, Finovate, FCA papers

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 Benchmarking professional development within the retail financial service industry means calibrating the FCA directives within Model Office’s (MOs) algorithm. In our blog FCA project Innovate, regulatory resources and RegTech development we detailed some of the FCA papers that MO’s algorithm assesses and incorporates into the regulatory and business development benchmarking.

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Finovate Europe 2017, Innovation, Creativity and RegTech

[fa icon="calendar'] Feb 9, 2017 11:58:37 AM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, Soft compliance, practice management, FCA, Roboadvice, Finovate

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RegTech, RoboTech and suitability

[fa icon="calendar'] Feb 7, 2017 12:57:36 PM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, Soft compliance, practice management, FCA, Roboadvice

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The problem with regulatory compliance and business development is it’s a bit like hurdling in the dark: you just don’t know if your strategy will protect against the constant stream of regulatory directives, compliance costs and market risks.

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