The Model Office Blog

ESG: A green light for going green

[fa icon="calendar'] Nov 11, 2021 4:22:50 PM / by Chris Davies posted in Financial regulation, Financial business development, fintech, regtech, Risk management, practice management, FCA, advice, HMT, suitability, MiFIDII, Data, GDPR, Culture, Enforcement, supervision, audit, Conduct, auto advice, streamlined advice, GRC, governance, compliance, ESG

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The ongoing focus on Environmental, Social and Governance (ESG) investment highlights the financial services industry's ongoing instrumental role in the transition to net-zero, through its ability to mobilise capital and engage with investors, companies and citizens.

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Does Artificial Intelligence (AI) really exist in retail financial services? Discuss

[fa icon="calendar'] Sep 17, 2021 9:17:49 AM / by Chris Davies posted in Financial regulation, Financial business development, fintech, regtech, Risk management, practice management, FCA, advice, HMT, suitability, Data, GDPR, Culture, Enforcement, supervision, audit, Conduct, auto advice, streamlined advice, AI, GRC, governance, compliance

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This is a topic that often comes up across social media and conferences that focus on FinTech developments within retail financial services industry. There is no doubt with the fast growing digital ‘fourth revolution’, we are witnessing rapid build and deployment of tech throughout industry products and services.

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Governance, Risk and Compliance (GRC) and Technology’s Role in the ‘Three Lines of Defence’

[fa icon="calendar'] Aug 12, 2021 9:30:40 AM / by Chris Davies posted in Financial regulation, Financial business development, fintech, regtech, Risk management, practice management, FCA, advice, HMT, suitability, MiFIDII, Data, GDPR, Culture, Enforcement, supervision, audit, Conduct, auto advice, streamlined advice, AI, GRC, governance, compliance

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Let’s start with the top three challenges firm’s face when it comes to GRC management.

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