The Model Office Blog

Foreseeable Harm, the key to Consumer Duty compliance

[fa icon="calendar'] Jan 10, 2023 12:13:20 PM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Constructive compliance, Risk management, practice management, FCA, consumer_duty

[fa icon="comment"] 0 Comments

As market participants across the distribution chain now grapple with the next deadline (30th April ’23) for product manufacturers to have clear communications and information provided to adviser (distributor) firms for them to meet the Duty obligations, they should look to one of the cross-cutting rules to help them gain context for what the regulator requires when it comes to data and information for Consumer Duty compliance.

Read More [fa icon="long-arrow-right"]

Subscribe to Email Updates

Recent Posts