The Model Office Blog

The SMCR and Emotional Intelligence–Model Office-MO Key 5: Your People

[fa icon="calendar'] Nov 24, 2017 4:07:37 PM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, Risk management, client engagement, fintech, regtech, FCA, Constructive compliance, advice, suitability, FAMR, MiFIDII, Data, Systems and controls, SMCR, practice management

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MO’s 5 keys act as your compliance and professional development foundations so you can map and self-audit your journey as a professional practice, to ensure you not only meet the regulatory rules: TCF, KYC, Suitability, MiFIDII, GDPR, SMCR but also benchmark against the FCA papers and good outcomes they covet and also track performance against your peers.

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Operations and Data–Model Office-MO Key 4: Your Systems

[fa icon="calendar'] Nov 10, 2017 1:07:13 PM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, Risk management, client engagement, fintech, regtech, practice management, FCA, Constructive compliance, advice, suitability, FAWG, FAMR, MiFIDII, Data, Systems and controls, Back Office

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We now move to our 4th blog in our series on our #RegTech platform Model Office – MO and the 5 keys our research has found are crucial in building a compliant, client-centric and sustainable professional practice. Click here sign up for our weekly blogs.

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