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Non-Financial Misconduct is now an FCA Conduct issue, firms need evidence, not just policies

[fa icon="calendar'] Sep 2, 2026, 9:58:27 AM / by Chris Davies posted in Financial regulation, fintech, client engagement, regtech, Risk management, practice management, FCA, HMT, Data, AI, Risk,, governance, compliance, consumer duty, nonfinancialmisconduct

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From1 September 2026, the FCA’s new Non-Financial Misconduct (NFM) rules and guidance are in force. This is an important extension of individual accountability and firms’ responsibilities for governance, culture and conduct.

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