The Model Office Blog

Christmas Magic: How AI is streamlining Compliance

The FCA's October 2024 Dear CEO letter: Directives for Financial Advisers: A Data-Driven Future

Ensuring Effective Oversight of Appointed Representatives: Key Compliance Insights for Principal Firms

Captain Scarlet and the Future of Regulation

Apple's Gen AI Integration: A Game-Changer in Tech Dominance

The Open vs Closed Source AI Debate: Which is Right for Your Business?

The FCA Advice Boundary and AI

Navigating the FCA Consumer Duty: Are Firms Delivering on Ongoing Services?

Regulatory horizon scanning: A Closer Look at the UK Financial Conduct Authority's 2024 Incoming Regulations

The FCA's new pro-active approach to supervision

A RegTech view on St James's Place move to cancel exit fees

The Consumer Duty and 7 steps to Proof of Value

The FCA 2023 - 2024 Business plan

What is generative AI?

What's all the ChatGPT about?

Foreseeable Harm, the key to Consumer Duty compliance

The Consumer Duty Final Countdown

The Consumer Duty Final Rules and your data

The FCA business plan 2022/23 and your data, data, data

Improving the Appointed Representatives Regime Consultation Paper CP21/34 and the need for #RegTech

5 Regulatory challenges for 2022 and how RegTech can help

ESG: A green light for going green

Does Artificial Intelligence (AI) really exist in retail financial services? Discuss

Governance, Risk and Compliance (GRC) and Technology’s Role in the ‘Three Lines of Defence’

Why RegTech data matters

The FCA RegData and Digital Regulatory Reporting

The FCA Consumer Duty

Fish cannot see water

Remote working and the compliance challenge

RegTech: if not now when?

PRODing to ensure suitability and client best interests

Dealing with increasing regulatory levies

RegTech and Regulatory Levies

Culture, Competence and Conduct

Remote working and Governance, Risk and Compliance

More Compliance Chat

Cyber-crime: an IT or Regulatory Challenge?

Remote working and managing compliance risk

The FCA and Your Financial Resilience

Appropriate Advice, Culture, Competence and Conduct

The FCA's focus for the remainder of 2020

RegTech, Karate, Resilience, Persistence and Patience

The FCA, The SM&CR and COVID19

The FCA and COVID19

Pandemic Planning Checklist

Social distancing does not mean social isolation

Retail Investment Adviser Benchmark Study 2020

Navigating a Hard Professional Indemnity Market

Model Office, RegTech and The Endowment Effect

Dear CEO

A Christmas Compliance Ghost Story

Dealing with a hard PII market

The Future of Regulation

Your Data, Your Business, Your Clients

HR and The SM&CR

Pension Transfers and Regulatory Risk

59 Days to The SM&CR

Improving advice suitability

Applying Einstein thinking and RegTech

Improve Your Compliance With Automation

Compliance summer chill and clean

The PFS Roadshow and SM&CR

Key Regulatory Readiness Themes

The Science of Compliance

FCA Data Bulletin

Are You Prepared For A Regulatory Visit

Governance Risk and Compliance

The SM&CR and consequences of non-compliance

How do you know you are compliant?

The FCA 2019/20 Business Plan and RegTech

The SM&CR Unintended consequences

2019: The Year of Regulatory Accountability

Good King Conduct Christmas Carol

BREXIT Fray Bentos and Ice Cream Vans

Are you BREXIT ready?

Really want to move your back office technology?

Are you IDD ready?

Are the Suitability rules Suitable for the Robo's?

What is #RegTech and how can it help your firm?

Streamlining your regulatory reporting with #RegTech

Why PRODing your clients is a good thing

Marrying Business and Compliance Risks

The FCA's Platform Probe

The FCA's new era of accountability and 5 conduct risk questions

The Luddite fallacy and the rise of Artificial Intelligence in Retail Financial Services

Unconscious bias and suitability conundrum

The FCA Streamlined Slap for Robo's

Accountability, Fines or Prison: Your Choice

The FCA Complaints data, TCF and #RegTech

What's New with MO® Compliance Chat?

The FCA Business Plan '18/19

The FCA, Digital compliance and benchmarking your performance

The FCA Approach to Supervision and Enforcement

The FCA Cultural Change focus and RegTech

The GDPR Overview, Disclaimers and Privacy Notices

MO® and your new regulatory dashboard

MO® the Chatbot launch

The SMCR and Emotional Intelligence–Model Office-MO Key 5: Your People

Operations and Data–Model Office-MO Key 4: Your Systems

Meeting your commitments–Model Office-MO Key 3: Your Promise

Taking Action–Model Office-MO Key 2: Your Engagement

Taking aim – Model Office-MO Key 1: Your Focus

The General Data Protection Regulation -GDPR and your business

Building the case for constructive compliance

The Senior Managers and Certification Regime

Making sense of MiFID II with Model Office's #RegTech platform

Model Office #RegTech platform Q2 question updates

FCA, Suitability & Model Office #RegTech

Model Office #RegTech - Your business Fitbit

Financial Advice Working Group and Model Office#RegTech

Model Office#RegTech and advice suitability

#RegTech and the definition of advice

Benchmarking regulatory papers and good outcomes

Finovate Europe 2017, Innovation, Creativity and RegTech

RegTech, RoboTech and suitability

FCA project Innovate, regulatory resources and RegTech development

BREXIT and the need to plan

#RegTech and building a digital client engagement frame work

Model Office - MO product update #8 Algorithm v Intuition

Model Office - MO product update #7 MO and the gamification of compliance

Model Office - MO product update #6 MO Selected for Finovate

Model Office and the case for constructive compliance

Model Office - MO product update #3

Model Office - MO product update #2

Meet Model Office - MO

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