With the rise of financial digital services the challenge for financial institutions is to meet all regulatory directives around Treating Customer’s Fairly (TCF) Know Your Customer (KYC) and the ‘double lock’ advice suitability (RDR) with appropriate products (MiFID II).
MO is a first of its kind FinTech and RegTech research and due diligence diagnostic platform that helps you assess how your firm is performing against your peers, the FCA suitability rules, relevant final guidance and discussion papers, FAMR and TCF objectives, also incorporating MiFID and BREXIT risks.
MO is a first of its kind FinTech and RegTech research and due diligence diagnostic platform that allows you and your firm to understand how it is peforming against the FCA suitability rules, their final guidence papers, FAMR, MiFID and TCF objectives, BREXIT risks and provides a benchmark against firms best practice performance in your industry.
MO is designed to scan and benchmark a firms professional practice and encourage them to think more holistically and strategically across 5 keys we have found are crucial to building a compliant, client-centric and sustainable professional practice.