The Model Office Blog

Model Office and the case for constructive compliance

[fa icon="calendar'] Nov 22, 2016 11:17:12 AM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, Soft compliance, practice management, FCA

[fa icon="comment"] 0 Comments

http://www.model-office.co.uk

With the rise of financial digital services the challenge for financial institutions is to meet all regulatory directives around Treating Customer’s Fairly (TCF) Know Your Customer (KYC) and the ‘double lock’ advice suitability (RDR) with appropriate products (MiFID II).

Read More [fa icon="long-arrow-right"]

Model Office - MO product update #3

[fa icon="calendar'] Nov 8, 2016 9:01:21 AM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, practice management, FCA

[fa icon="comment"] 0 Comments


Introducing MO's dynamic behavioural steers

Read More [fa icon="long-arrow-right"]

Model Office - MO product update #2

[fa icon="calendar'] Nov 2, 2016 2:44:54 PM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, practice management, FCA

[fa icon="comment"] 0 Comments


MO is a first of its kind FinTech and RegTech research and due diligence diagnostic platform that helps you assess how your firm is performing against your peers, the FCA suitability rules, relevant final guidance and discussion papers, FAMR and TCF objectives, also incorporating MiFID and BREXIT risks.

Read More [fa icon="long-arrow-right"]

Meet Model Office - MO

[fa icon="calendar'] Oct 10, 2016 11:20:43 AM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Risk management, practice management

[fa icon="comment"] 0 Comments


 

MO is a first of its kind FinTech and RegTech research and due diligence diagnostic platform that allows you and your firm to understand how it is peforming against the FCA suitability rules, their final guidence papers, FAMR, MiFID and TCF objectives, BREXIT risks and provides a benchmark against firms best practice performance in your industry.

MO is designed to scan and benchmark a firms professional practice and encourage them to think more holistically and strategically across 5 keys we have found are crucial to building a compliant, client-centric and sustainable professional practice. 

Read More [fa icon="long-arrow-right"]

Subscribe to Email Updates

Recent Posts