We have a new duck in town, HMT have now placed their stake in the MiFID advice definition camp and thus we now have a clear and transparent definition when advice is advice and not as the case maybe.
[fa icon="calendar'] Feb 28, 2017 11:32:53 AM / by Chris Davies posted in Benchmark, compliance, client centric, Financial regulation, Financial business development, fintech, Human resource development, client engagement, regtech, Constructive compliance, Risk management, practice management, FCA, advice, mifid, HMT
We have a new duck in town, HMT have now placed their stake in the MiFID advice definition camp and thus we now have a clear and transparent definition when advice is advice and not as the case maybe.
Model Office is a RegTech platform that ensures you know you comply with the regulations and provides instant data to show how you stand against the rules and your peers and provides tailored tasks, templates and resources for you to continually improve professional practice, reduce compliance costs and time.
[fa icon="phone"] 02030055305
[fa icon="envelope"] info@model-office.co.uk
[fa icon="home"] 71-75 Shelton Street, Covent Garden, London WC2H9JQ
[fa icon="linkedin-square"]Linkedin [fa icon="twitter-square"]Twitter Pinterest